-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S1XIQpb3sSwUDx30fnwo93B45uUl0mjae0XnqBsvAf7C8sGaFeH88W49DmzQBGih cye6Qhw+IdWircCWm6yOGg== 0001193125-07-031110.txt : 20070214 0001193125-07-031110.hdr.sgml : 20070214 20070214122053 ACCESSION NUMBER: 0001193125-07-031110 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 GROUP MEMBERS: BONNY BOOSALES GROUP MEMBERS: BOOSALES FAMILY LIMITED PARTNERSHIP FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOOSALES JAMES T CENTRAL INDEX KEY: 0001250097 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O SRI SURGICAL EXPRESS INC STREET 2: 1245 RACETRACK ROAD CITY: TAMPA STATE: FL ZIP: 33626 BUSINESS PHONE: 7727941414 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SRI SURGICAL EXPRESS INC CENTRAL INDEX KEY: 0001014041 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 593252632 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50575 FILM NUMBER: 07616424 BUSINESS ADDRESS: STREET 1: 12425 RACETRACK ROAD CITY: TAMPA STATE: FL ZIP: 33626 BUSINESS PHONE: 8138919550 MAIL ADDRESS: STREET 1: 12425 RACETRACK ROAD CITY: TAMPA STATE: FL ZIP: 33626 FORMER COMPANY: FORMER CONFORMED NAME: STERILE RECOVERIES INC DATE OF NAME CHANGE: 19960511 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 3 Schedule 13G Amendment No. 3

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 3)

 

 

SRI/Surgical Express, Inc.


(Name of Issuer)

Common Stock


(Title of Class of Securities)

 

 

78464W104

                                (CUSIP Number)                                

December 31, 2006


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)


CUSIP NO. 78464W104     Page 2 of 7

 

  1  

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

   
                James T. Boosales    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  
  (a)  ¨  
    (b)  ¨    
  3   SEC USE ONLY  
         
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
                U.S.A.    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    SOLE VOTING POWER
 
                  24,500
    6    SHARED VOTING POWER
 
                  776,000
    7    SOLE DISPOSITIVE POWER
 
                  24,500
    8    SHARED DISPOSITIVE POWER
 
                  776,000
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                800,500    
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   ¨
         
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9  
                12.4%    
12   TYPE OF REPORTING PERSON  
                IN    


CUSIP NO. 78464W104     Page 3 of 7

 

  1  

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

   
                Bonny Boosales    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  
  (a)  ¨  
    (b)  ¨    
  3   SEC USE ONLY  
         
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
                U.S.A.    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    SOLE VOTING POWER
 
                  0
    6    SHARED VOTING POWER
 
                  776,000
    7    SOLE DISPOSITIVE POWER
 
                  0
    8    SHARED DISPOSITIVE POWER
 
                  776,000
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                776,000    
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   ¨
         
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9  
                12.0%    
12   TYPE OF REPORTING PERSON  
                IN    


CUSIP NO. 78464W104     Page 4 of 7

 

  1  

NAME OF REPORTING PERSON

I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)

   
                Boosales Family Limited Partnership    
  2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP  
  (a)  ¨  
    (b)  ¨    
  3   SEC USE ONLY  
         
  4   CITIZENSHIP OR PLACE OF ORGANIZATION  
                Colorado    

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    SOLE VOTING POWER
 
                  0
    6    SHARED VOTING POWER
 
                  776,000
    7    SOLE DISPOSITIVE POWER
 
                  0
    8    SHARED DISPOSITIVE POWER
 
                  776,000
  9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON    
                776,000    
10   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES   ¨
         
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9  
                12.0%    
12   TYPE OF REPORTING PERSON  
                PN    


    Page 5 of 7

 

Item 1.  

(a)

   Name of Issuer:      
     SRI/Surgical Express, Inc.      
Item 1.  

(b)

   Address of Issuer’s Principal Executive Offices:      
    

12425 Racetrack Road

Tampa, FL 33626

     
Item 2.  

(a)

   Name of Person Filing:      
    

(1)    James T. Boosales

 

(2)    Bonny Boosales

 

(3)    Boosales Family Limited Partnership

     
Item 2.  

(b)

   Address of Principal Business Office or if None, Residence:      
    

(1)    2145 Glenbrook Close

Palm Harbor, Florida 34683

 

(2)    2145 Glenbrook Close

Palm Harbor, Florida 34683

 

(3)    2145 Glenbrook Close

Palm Harbor, Florida 34683

     
Item 2.  

(c)

   Citizenship:      
    

(1)    United States of America

 

(2)    United States of America

 

(3)    Colorado

     
Item 2.  

(d)

   Title of Class of Securities:      
     Common Stock      
Item 2.  

(e)

   Cusip Number:      
     78464W104      
Item 3.   Statements filed pursuant to Rule 13d-1(b), or 13d-2(b) or (c):   
  Not applicable.   


Page 6 of 7

 

Item 4.    Ownership      
   (a)    Amount Beneficially Owned (describe):      
      (1)    800,500*      
      (2)    776,000**      
      (3)    776,000      
     

*       This amount includes (i) 12,500 shares of Common Stock directly owned by Mr. Boosales and (ii) 776,000 shares of Common Stock owned by the Boosales Family Limited Partnership, a Colorado limited partnership, of which James T. Boosales and Bonny Boosales, as tenants by the entireties, act as the general partner. This amount also includes 12,000 shares of Common Stock issuable on exercise of stock options held by Mr. Boosales that are currently exercisable.

 

**     This amount includes 776,000 shares of Common Stock owned by the Boosales Family Limited Partnership, a Colorado limited partnership, of which James T. Boosales and Bonny Boosales, as tenants by the entireties, act as the general partner.

     
   (b)    Percent of Class:      
      (1)    12.4%      
      (2)    12.0%      
      (3)    12.0%      
   (c)    Number of shares as to which such person has:      
      (1):         
        

(i)     sole power to vote or to direct the vote:

 

24,500

 

(ii)    shared power to vote or to direct the vote:

 

776,000

 

(iii)  sole power to dispose or to direct the disposition of:

 

24,500

 

(iv)   shared power to dispose or to direct the disposition of:

 

776,000

     
      (2):         
        

(i)     sole power to vote or to direct the vote:

 

0

 

(ii)    shared power to vote or to direct the vote:

 

776,000

 

(iii)  sole power to dispose or to direct the disposition of:

 

0

 

(iv)   shared power to dispose or to direct the disposition of:

776,000

     
      (3):         
        

(i)     sole power to vote or to direct the vote:

 

0

 

(ii)    shared power to vote or to direct the vote:

 

776,000

 

(iii)  sole power to dispose or to direct the disposition of:

 

0

 

(iv)   shared power to dispose or to direct the disposition of:

 

776,000

     
Item 5.    Ownership of Five Percent or Less of a Class:   
   Not applicable.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person:      
   Not applicable.      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
   Not applicable.
Item 8.    Identification and Classification of Members of the Group:      
   Not applicable.      
Item 9.    Notice of Dissolution of Group:      
   Not applicable.      
Item 10.    Certification:      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      

Exhibit:

Exhibit 1: Joint Filing Agreement


Page 7 of 7

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 13, 2007

 

/s/ James T. Boosales

JAMES T. BOOSALES

 

/s/ Bonny Boosales

BONNY BOOSALES

 

BOOSALES FAMILY LIMITED PARTNERSHIP
By:   James T. Boosales and Bonny Boosales,
as tenants by the entireties, its general partner

 

/s/ James T. Boosales

JAMES T. BOOSALES

 

/s/ Bonny Boosales

BONNY BOOSALES


Exhibit 1

JOINT FILING AGREEMENT

The undersigned hereby agree to file jointly the statement on Schedule 13G to which this Agreement is attached and any amendments thereto which may be deemed necessary, pursuant to Regulation 13D-G under the Securities Exchange Act of 1934.

It is understood and agreed that each of the parties hereto is responsible for the timely filing of such statement and any amendments thereto and for the completeness and accuracy of the information concerning such party contained therein, but such party is not responsible for the completeness or accuracy of information concerning the other party unless such party knows or has reason to believe that such information is inaccurate.

It is understood and agreed that a copy of this Agreement shall be attached as an exhibit to the statement on Schedule 13G, and any amendments hereto, filed on behalf of each of the parties hereto.

Dated: February 13, 2007

 

/s/ James T. Boosales

JAMES T. BOOSALES

/s/ Bonny Boosales

BONNY BOOSALES
BOOSALES FAMILY LIMITED PARTNERSHIP
By:   James T. Boosales and Bonny Boosales,
as tenants by the entireties, its general partner

/s/ James T. Boosales

JAMES T. BOOSALES

/s/ Bonny Boosales

BONNY BOOSALES
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